Book Online Tickets for Monitoring High Risk Transactions, Palo Alto.  This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions. 
Why Should You Attend :
An effective BSA/AML compliance pro

Monitoring High Risk Transactions

 

  • One Dial-in One Attendee

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    USD 149
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  • Group-Max 10 Attendees-Location

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    USD 499
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  • 1x Person - Unlimited viewing for 6 Months

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    USD 199
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  • One CD-USB is for usage in one location only

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    USD 399
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  • Live + Recorded Version

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    USD 399
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  • Live + Training CD-USB

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    USD 449
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About The Event

 This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions. 

Why Should You Attend :

An effective BSA/AML compliance program controls risks associated with the institution’s products, services, customers, entities, and geographic locations; therefore, en effective risk assessment should be an ongoing process, not a one-time exercise. Monitoring your risks includes monitoring your transactions, especially your high risk transactions.

Per the FFIEC Manual: The development of the BSA/AML risk assessment generally involves two steps: first, identify the specific risk categories (i.e., products, services, customers, entities, transactions, and geographic locations) unique to the institution: and second, conduct a more detailed analysis of the data identified to better assess the risk within these categories.

Several examples of a system of internal controls will help you document your monitoring program.

Areas Covered in the Webinar :

  • Resources.
  • Accessing the data: What are the obstacles? Core system, teller system, BSA monitoring program, etc.
  • How did the activity occur? In person, telephone, internet, wire, ATM, or ACH.
  • Sample risk assessment for products and services.
  • Systems of internal controls.
  • Managing Non Resident Aliens.
  • Documenting and Monitoring a Cash In and Cash Out Report.

Who Will Benefit :

  • Financial Officers
  • Bank Secrecy Act Officers
  • Front Line Staff
  • Risk Officers
  • Operational Managers

Instructor Profile:

Doug Keipper

Doug Keipper
Certified Anti-Money Laundering Specialist, Leading Bank

Doug Keipper, is a Certified Anti-Money Laundering Specialist (CAMS) since 2005 and a former Bank Secrecy Act officer and compliance officer for an $800 Million commercial bank in Atlanta before it sold twice in one year. Doug sold BSA software for eight years and has taught anti-money laundering classes since 2008 throughout the southeast and online. He has talked with over 500 BSA officers throughout the USA and Caribbean. He has spent over 20 years in retail banking, wholesale mortgages and financial services

 
 

Topic Background:

As a compliance and BSA officer, Doug Keipper was tasked with training his bank on all regulations. This course was developed from conversations with FBI, Department of Homeland Security, Banking Regulators and the Financial Task Force of the DEA.

Refund Policy

Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. ComplianceOnline would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.

Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.