Managing the Alert/Case Clearing Investigation Process - BSA/AML/OFAC Compliance
This webinar will discuss the current “industry best practice” for the alert/case management investigation process, and any guidance from the regulators. The instructor will cover a sample methodology meant to demonstrate what your institution may be doing, and opportunities to improve it. Participants will understand about the rules/scenarios thresholds that are leading to alerts/cases. It will help you answer
What is your escalation process?
What policies guide your investigation process?
What policies dictate when you file an alert/case?